1. Effects of Legal Acts within the Internal Sphere of the Organization (Internal Secondary Law)
9 All international organizations, and more specifically their organs, have the competence to regulate their procedure and their organizational structure within the limits set by their governing instrument (International Organizations or Institutions, Internal Law and Rules). While most treaties setting up international organizations provide for this power explicitly, this competence is accorded to them even where the constituent treaty is silent. Thus, one important field of application of secondary law is the internal sphere of international organizations, be it with respect to the relationship between the Member States and the organization, the organization and its employees, or the internal functioning of their organs. The ensemble of norms—primary and secondary—regulating the functioning of the organization may be considered the internal law of an international organization.
10 As far as the UN is concerned, internally effective acts are the admission or expulsion of members, or the suspension of their membership (Arts 4–6 UN Charter), the approval of the budget (Art. 17 UN Charter), and the establishment of subsidiary organs by the UN General Assembly (Art. 22 UN Charter) or the UN Security Council (Art. 29 UN Charter) (United Nations, General Assembly; United Nations, Security Council).
11 Moreover, international organizations generally have the competence to regulate in a binding manner employment conditions of their international civil servants (Civil Service, International). Here, internal acts have direct effect on individuals (Individuals in International Law).
2. Legal Acts Taking Effect outside the International Institution (External Secondary Law)
12 The external law of international organizations comprises all norms concerning the legal relationship with other subjects of international law that take effect outside the organizational structure of the institution. The external effect of secondary law, in particular resolutions, is in most cases limited to the Member States of the organization adopting the act (see paras 13–18 below). However, there may be instances where the legal effect of acts is erga omnes, ie also binding on third States (see para. 19 below). Furthermore, legal acts may also directly affect individuals (see paras 20–23 below). Finally, acts of one international organization may also in one way or another affect or even bind other international organizations (see paras 24–25 below). The more legal acts of international organizations affect individuals, the more the question of the democratic legitimacy of international organizations gains in importance (International Organizations or Institutions, Democratic Legitimacy).
(a) Effects of Legal Acts vis-à-vis the Member States of the Acting Organization
13 Legal acts have binding effect on the Member States of an organization insofar as the organ adopting the act is competent to do so in an obligatory manner and an interpretation of the act in question clarifies that it was in fact intended to be binding. Generally, the competence to issue binding decisions or resolutions is the exception rather than the rule, and must hence be expressly accorded to international organizations.
14 Textbook examples for binding acts are resolutions of the UN Security Council which are obligatory by virtue of Art. 25 UN Charter—reinforced by Art. 48 for resolutions under Chapter VII UN Charter. Security Council resolutions are included in the scope of Art. 103 UN Charter. Besides creating obligations, binding resolutions may have authorizing effect, eg, where a Security Council resolution authorizes the use of force against a State (Use of Force, Prohibition of). It is doubtful, however, whether non-binding resolutions may have the same effect of authorizing States to act in violation of other norms of international law, thus justifying their otherwise unlawful behaviour.
15 Organs of other international organizations have also been accorded the competence to issue binding resolutions to their Member States. For instance, within the World Trade Organization (WTO), the Ministerial Conference may take decisions (Arts III (2), IV (1) Agreement establishing the World Trade Organization [‘WTO Agreement’]), adopt amendments (Art. X WTO Agreement), or issue interpretations (Art. IX (2) WTO Agreement). In addition, it may waive obligations of members (Art. IX (3) WTO Agreement [Waiver]). The Congress of the World Meteorological Organization (WMO) can determine general or technical regulations (Art. 7 (a), (d) Convention of the World Meteorological Organization [‘WMO Convention’]), and the WMO Congress Executive Committee may adopt resolutions on matters of urgency (Art. 14 (b) WMO Convention). The Assembly of the African Economic Community (‘AEC’) may take decisions which are to be automatically enforceable 30 days after promulgation; as well as directives (Arts 8 (h), 10 Treaty establishing the African Economic Community [‘AEC Treaty’]), the AEC Council may issue binding regulations (Art. 13 AEC Treaty).
16 Some resolutions of international organizations automatically become binding for States if they do not declare not to be bound within a certain period of time (‘contracting out’, see Arts 21–22 Constitution of the World Health Organization [WHO] [‘WHO Constitution’] with respect to WHO regulations; Arts 37–38, 54, 90 Convention on International Civil Aviation [‘ICAO Convention’], in relation to annexes to the Chicago Convention [1944] [International Civil Aviation Organization (ICAO)]. Under Art. 6 (3) OECD Convention (Organization for Economic Cooperation and Development [OECD]), decisions of the OECD Council become binding only upon ratification by each Member State.
17 While binding legal acts are gaining in importance, the classic tool of interaction by international organizations with their Member States is that of non-binding recommendations. Resolutions of the UN Security Council taking the form of mere recommendations, though not legally binding, may nevertheless exercise a powerful compliance pull. The importance of international organizations for global co-operation speaks in favour of a general duty of Member States at least to consider seriously whether they ought to follow a non-binding resolution. The same applies to resolutions of the UN General Assembly which are generally not binding (see South West Africa Cases [Ethiopia v South Africa; Liberia v South Africa] [Second Phase] 51; South West Africa/Namibia [Advisory Opinions and Judgments]). However, they may contribute to the formation of customary international law (see paras 30–33 below).
18 The general rule is that legal acts of international organizations are not directly applicable in national legal orders (International Law and Domestic [Municipal] Law, Law and Decisions of International Organizations and Courts). However, States are obliged to implement the obligations arising from secondary law into their national legal systems. Independently from this implementation, States are generally prohibited from acting in conflict with the contents of binding secondary law and may otherwise incur State responsibility.
(c) Effects of Legal Acts vis-à-vis Individuals
20 Acts of international organizations other than those regulating the internal sphere of the institution are normally directed at States only. However, from time to time, organizations take decisions that are legally binding on individuals. In this respect, a distinction has to be made between an act that binds individuals qua international law on the international plane, and an act that is directly applicable to an individual in the domestic sphere of States. The latter requires a piercing of the corporate veil of States and a direct applicability of legal acts in national legal systems.
21 Some international organizations have been given the competence to bind individuals directly, the most prominent being the EU. In all other instances, the general rule is that international organizations have no power to address individuals, and that legal instruments adopted by them are not directly applicable in national legal orders.
22 An indirect effect of legal acts on individuals can be achieved by establishing international criminal tribunals (International Criminal Tribunal for Rwanda [ICTR]; International Criminal Tribunal for the Former Yugoslavia [ICTY]). These tribunals, as subsidiary organs of the UN Security Council, directly apply international law to individuals. The same is true for resolutions imposing travel bans and the freezing of assets for persons included on a list managed by a subsidiary organ of the Security Council (UNSC Res 1267 [1999] [15 October 1999]; see generally Sanctions; Terrorism).
23 A recent Security Council resolution for the first time directly named individuals and subjected them to sanctions (UNSC Res 1672 [2006] [25 April 2006]). This may point towards a development that will allow international organizations to act with direct effect on individuals. A specific form of direct effect of resolutions occurs where international organizations perform the international administration of territories. In these cases, subsidiary organs of international organizations exercise, as the case may be, virtually all functions of national government (UNSC Res 1244 [1999] [10 June 1999]: Kosovo; UNSC Res 1272 [1999] [25 October 1999]: East Timor).
(d) Effects of Legal Acts vis-à-vis International Organizations
24 Within one international organization, legal acts of one organ may bind or authorize other organs to act in a certain way. This is different as between two international organizations. Except otherwise provided, they are independent from each other and operate on an equal footing. This means that legal acts of one organization are normally not binding for another.
25 Nevertheless, some acts taken by international organizations have legal effect on other institutions. Generally, such effect needs to be authorized by a specific provision in a founding treaty of a specific organization, or a treaty concluded between two or more international organizations (‘relationship agreement’). Examples include Arts 13 (c) and 16 Statute of the International Criminal Court (ICC), which grant the UN Security Council a certain influence on the operation of the ICC. Another instance is the relationship between the International Monetary Fund (IMF) and the WTO (see Art. XV (2) General Agreement on Tariffs and Trade [1947 and 1994]; Art. XII (5) (e) General Agreement on Trade in Services [1994]).
3. Normative Consequences of Secondary Law
(a) Executive Acts
26 The standard effect of a resolution adopted by an international organization is the definitive regulation of an individual case. It can be equated to the executive or administrative function of government in national systems. To give expression to this, resolutions of international organizations can be most aptly termed ‘decisions’. The UN Charter envisages that UN Security Council enforcement measures under Chapter VII are directed at concrete situations and terminated when the purpose for which they were adopted, ie to counter a threat to international peace and security, ceases to exist (Peace, Threat to).
(b) Legislative Acts
27 International legislation is classically the province of States, be it in the form of the conclusion of treaties or by the formation of customary international law. International organizations have long played a far more limited role in this respect. One important legislative aspect of the word of international organizations is the definition of their internal rules and procedures. As concerns external secondary law, their powers and competences are less extensive. At most they are called to prepare a treaty text, later to be ratified by States, or to discuss possible changes to international law in appropriate forums and thus to contribute to the codification and progressive development of international law, or the formation of customary international law (Art. 13(1) (a) UN Charter; see paras 30–33 below). In a limited sense, law-making by international organizations occurs where they are granted the competence to amend their own constituent treaties (Art. XX Constitution of the Food and Agriculture Organization of the United Nations [Food and Agriculture Organization of the United Nations (FAO)]; Art. XIII (1) Constitution of the United Nations Educational, Scientific and Cultural Organization [United Nations Educational, Scientific and Cultural Organization (UNESCO)]; statutory resolutions under Art. 20 Statute of the Council of Europe [Council of Europe (COE)]). Traditionally, however, law-making power in the sense of the promulgation of generally applicable rules has not been vested in international organizations.
28 However, some international organizations do have the competence to issue acts that are legislative in character, in that they do not purport to regulate a specific single case, but provide for a general rule applying to an unlimited number of cases within a given situation—concrete-general application of the rules—or even a potentially unlimited number of situations—abstract-general application of the rules. The most prominent example of this form of secondary legislation is to be found in the law of the EU, whose organs can pass legislative acts in the form of regulations and directives. Apart from this, there are few international organizations endowed with the express competence to issue resolutions of a legislative character. These include the WHO which can adopt regulations (Arts 21–22 WHO Constitution).
29 The UN system does not include a legislature (Prosecutor v Tadić [Decision on the Defence Motion for Interlocutory Appeal on Jurisdiction] para. 43; Tadić Case). A relatively new phenomenon in this respect is the practice of the UN Security Council to adopt resolutions of general, not specific, content (eg, UNSC Res 1373 [2001] [26 September 2001] with respect to terrorism, and UNSC Res 1540 [2004] [28 April 2004], regulating the non-proliferation of weapons of mass destruction), and to establish organs for the supervision and promotion of compliance with the legislation (Counter-Terrorism Committee). It has even been argued that such legislation could take direct effect within Member States if it is sufficiently clear and does not need to be further concretized by States (see Wagner 913). While the UN Charter does not explicitly provide for such legislative competences of the Security Council, the dominant opinion in literature seems to accept it, as long as the requirements of Chapter VII are fulfilled. However, this phenomenon raises a number of questions, the most important being whether such acts automatically lose their binding nature when the situation justifying the exercise of Chapter VII powers cease to exist.
(c) Contribution to the Formation of Customary International Law
30 A possible role in the contribution to the interpretation and formation of customary international law is mainly discussed for acts of a non-binding character issued by organs which represent nearly the entire community of States. This makes clear that the main focus here is on resolutions and declarations adopted by the UN General Assembly.
31 Besides playing a role in interpreting the meaning of UN Charter provisions (Art. 31(3) (a) VCLT), General Assembly resolutions may help to elucidate the contents of rules of customary international law. The specific formulation a customary rule has received in a resolution may thus be indicative of its actual contents. Accordingly, the resolution can be characterized as a subsidiary means for the determination of international law not explicitly mentioned in Art. 38 (1) (d) ICJ Statute, while having no effect on the development or emergence of a rule stricto sensu. Such use of General Assembly resolutions has for instance been made by the ICJ in the Case concerning Military and Paramilitary Activities in and against Nicaragua (Nicaragua v United States of America) (Merits) (at 103) (Military and Paramilitary Activities in and against Nicaragua Case [Nicaragua v United States of America]).
32 However, the role of resolutions may go beyond that of an interpretation aid. A series of identical resolutions has been considered by the ICJ in the Nuclear Test Case (Australia v France) (at 255) (Nuclear Tests Cases), to constitute proof of opinio iuris, unless the contents have clearly been viewed by the voting States as merely political in character, or a group of important States has voted against the resolution. Whether repetition is a necessary requirement, though, is doubtful; depending on the circumstances, a single General Assembly resolution may suffice to create a strong indication of opinio iuris.
33 Most importantly, under a traditional positivist doctrine of sources of international law, General Assembly resolutions do not create customary international law ipso facto, but only contribute to its interpretation or formation. Nevertheless, certain resolutions of the General Assembly, as a result of their importance, have arguably been accorded a quasi-legislative character by interpreting them as constituting both elements of customary law (opinion iuris and State practice). The most significant among those are the Universal Declaration of Human Rights (1948) (UNGA Res 217 A [III] [10 December 1948]), the Declaration on the Granting of Independence to Colonial Countries and Peoples (UNGA Res 1514 [XV] [14 December 1960]), and the Friendly Relations Declaration (1970) (UNGA Res 2625 [XXV] [24 October 1970]), even though all industrialized Western States either abstained or voted against the resolution.
(d) Indirect Effects of Non-binding Legal Acts
34 Recommendations, even though non-binding, may have an indirectly binding effect in that neither the constitutive instrument of the international organization nor the resolution create binding law as such, but this effect is accorded to it by way of another factor. One of these indirect effects is their impact on the formation of customary international law. Moreover, other international agreements may incorporate non-binding legal acts of international organizations by reference. Instances of this phenomenon are found in the UN Convention on the Law of the Sea in relation to International Maritime Organization (IMO) codes, guidelines, regulations, and recommendations, the Agreement on the Application of Sanitary and Phytosanitary Measures (‘SPS Agreement’) in relation to the FAO/WHO Codex Alimentarius (Art. 3 (2) SPS Agreement; Codex Alimentarius Commission [CAC]; Sanitary and Phytosanitary Standards), and the Agreement on Technical Barriers to Trade (‘TBT Agreement’) in relation to the international standards produced by the International Organization for Standardization [ISO] (Art. 2 (4), (9) TBT Agreement; Technical Barriers to Trade).
(e) Soft Law
35 Inasmuch as legal acts of international organizations do not create binding effect or amount to customary international law, they add to the ever-growing body of international soft law. As such, they exercise only hortatory or moral influence, but can nevertheless be an efficient tool of international governance.