1. Introduction
Article 15 prohibits torture and cruel, inhuman or degrading treatment or punishment (CIDTP), acts which have been prohibited and regulated extensively before the advent of the CRPD. As Kanter comments:1
Page Id: 426ReferencesConvention on the Rights of Persons with Disabilities (United Nations [UN]) 2515 UNTS 3, UN Doc A/RES/61/106, Annex, GAOR 61st Session Supp 49, 65Art.15(p. 427)
The final language tracks the language of the Universal Declaration of Human Rights (UDHR), the prohibitions against torture and ill-treatment in the International Covenant on Civil and Political Rights (ICCPR) and the Convention against Torture (CAT) as well as the regional European Convention on Human Rights (ECHR) the American Convention on Human Rights and the African Charter of Human and Peoples’ Rights.
These provisions prohibit in absolute terms torture or CIDTP, irrespective of the circumstances and the victim’s behaviour.2 Torture is also a crime against humanity, punishable under the Statute of the International Criminal Court (ICC).3 Like article 7 ICCPR, article 15 CRPD is jus cogens, a peremptory norm which is non-derogable and cannot be reserved.4 There can be no justification for any forms of torture or inhuman or degrading treatment. As will be demonstrated below, the application of article 15 CRPD by the Committee on the Rights of Persons with Disabilities (CRPD Committee) must be understood in the context of the jurisprudence of these other international entities (whether international tribunals, standing human rights courts or human rights treaty bodies). Article 15(1) adopts verbatim the language of article 7 ICCPR and provides that ‘no one shall be subjected to torture or to cruel, inhuman or degrading treatment or punishment’. In particular, no one shall be subjected without his free consent to medical or scientific experimentation.
Article 15(2) deals with preventive measures, requiring states to take ‘all effective legislative, administrative, judicial or other measures to prevent persons with disabilities, on an equal basis with others, from being subjected to torture or cruel, inhuman or degrading treatment or punishment’. This provision mirrors article 2 of the UN Convention Against Torture (CAT), which obliges each state party to take actions that reinforce the prohibition through legislative, administrative, or judicial actions that must, in the end, be effective in preventing torture and CIDTP.5As the ICTY put it in ICTY Prosecutor v Furundžija:
Whether torture or CIDTP is inflicted by a state official or a private party, the state has a positive duty to take effective measures to protect the rights of people with disabilities, to prevent torture or CIDTP, and to carry out an official investigation which is capable of identifying those responsible and leading to their punishment.7 In Furundžija the ICTY held that this positive duty will be breached by: (i) failure to adopt the national measures Page Id: 427ReferencesAfrican Charter on Human and Peoples' Rights (Organization of African Unity (historical) [OAU]) 1520 UNTS 217, UNTS Reg No I-26363, OAU Doc CAB/LEG/67/3 rev.5 OXIOAmerican Convention on Human Rights (Organization of American States [OAS]) OASTS No 36, 1144 UNTS 123, B-32, OEA/Ser.L.V/II.82 doc.6 rev.1, 25Assenov and ors v Bulgaria, Merits and just satisfaction, App No 24760/94, Case No 90/1997/874/1086, ECHR 1998-VIII, [1998] ECHR 98, (1999) 28 EHRR 652, (1999) 38 RTDH 383, 28th October 1998, Council of Europe; European Court of Human Rights [ECHR]Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (United Nations [UN]) 1465 UNTS 85, UNTS Reg No I-24841, UN Doc A/RES/39/46Part I, Art.1Part I, Art.2Part I, Art.2, (2)Part I, Art.2, (3)Part I, Art.3Convention for the Protection of Human Rights and Fundamental Freedoms as amended by Protocol No 15 (Council of Europe) 213 UNTS 222, ETS No 5, UNTS Reg No I-2889Convention on the Rights of Persons with Disabilities (United Nations [UN]) 2515 UNTS 3, UN Doc A/RES/61/106, Annex, GAOR 61st Session Supp 49, 65Art.15, (1)Art.15, (2)International Covenant on Civil and Political Rights (United Nations [UN]) 999 UNTS 171, UN Doc A/6316, UN Doc A/RES/2200(XXI), Annex, UNTS Reg No I-14668 OXIOPart III, Art.7Lašva Valley, Prosecutor v Furundžija (Anto), Trial judgment, Case No IT-95-17/1-T, ICL 17 (ICTY 1998), [1998] ICTY 3, (1999) 38 ILM 317, (2002) 121 ILR 213, 10th December 1998, United Nations [UN]; United Nations Security Council [UNSC]; International Criminal Tribunal for the Former Yugoslavia [ICTY]; Trial Chamber II [ICTY] ICLRome Statute of the International Criminal Court (International Criminal Court [ICC]) 2187 UNTS 3, UNTS Reg No I-38544, UN Doc A/CONF.183/9Part 2 Jurisdiction, Admissibility and Applicable Law, Art.5, (b)Part 2 Jurisdiction, Admissibility and Applicable Law, Art.7, (1), (f)Part 2 Jurisdiction, Admissibility and Applicable Law, Art.7, (2), (e)Selmouni and Netherlands (intervening) v France, Admissibility, merits and just satisfaction, App No 25803/94, Case No 100/1995/606/694, ECHR 1999-V, IHRL 3247 (ECHR 1999), [1999] ECHR 66, (2000) 29 EHRR 403, 7 BHRC 1, 28th July 1999, Council of Europe; European Court of Human Rights [ECHR]; Grand Chamber [ECHR] IHRLSoering v United Kingdom and Federal Republic of Germany (intervening), Merits and just satisfaction, App No 14038/88, A/161, IHRL 90 (ECHR 1989), [1989] ECHR 14, (1989) 11 EHRR 439, (1989) 98 ILR 270, Times, July 8, 1989, Independent, July 11, 1989, Guardian, July 13, 1989, Daily Telegraph, October 2, 1989, (1989) 28 ILM 1063, [1989] EuGRZ 314, (1990) 1 RTDH 62, (1990) 11 HRLJ 335, 7th July 1989, Council of Europe; European Court of Human Rights [ECHR] IHRLUniversal Declaration of Human Rights (United Nations [UN]) UN Doc A/RES/217(III) A, UN Doc A/810, 71, GAOR 3rd Session Part I, 71(p. 428) necessary for implementing the prohibition, and (ii) the maintenance in force or passage of laws which are contrary to the prohibition.8 Moreover states are under a positive duty to introduce specific criminal offences of torture and CIDTP, and efficient criminal law provisions enabling these to be enforced.9
The UN Human Rights Committee’s General Comment on article 7 ICCPR requires states to afford all necessary protection through legislative and other means against any acts prohibited by article 7, whether inflicted by persons acting in their official capacity or in a private capacity.10 This was one of the main reasons the CRPD drafters followed the ICCPR rather than the CAT wording, but, as will be explained below, by the time the CRPD came into force, the CAT was being interpreted as applying to acts committed by private parties.11
Lord describes the text that emerged from the drafting process as ‘a relatively sparse provision’, which ‘adds little to existing human rights law on the prohibition against torture, at least if read apart from other CRPD provisions that most certainly expand its meaning and intended application’.12 Nevertheless, as Lord also points out, and as other commentators are generally agreed, article 15 must be read in the context of the general principles in article 3 CRPD: respect for individual human dignity; freedom from discrimination on the basis of disability; and the rights to autonomy, independence, and equality.13 Also important are the duties of states parties under article 5(1) CRPD to Page Id: 428ReferencesBureš v Czech Republic, Merits and just satisfaction, App no 37679/08, [2012] ECHR 1819, 18th October 2012, Council of Europe; European Court of Human Rights [ECHR]Case of Ximenes Lopes v Brazil, Lopes and ors (on behalf of Ximenes Lopes) v Brazil, Merits, reparations and costs, IACHR Series C No 149, IHRL 1533 (IACHR 2006), 4th July 2006, Inter-American Court of Human Rights [IACtHR] IHRLCestaro v Italy, Merits and just satisfaction, App no 6884/11, 7th April 2015, Council of Europe; European Court of Human Rights [ECHR]Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (United Nations [UN]) 1465 UNTS 85, UNTS Reg No I-24841, UN Doc A/RES/39/46Part I, Art.2Part I, Art.3Part I, Art.4Convention on the Rights of Persons with Disabilities (United Nations [UN]) 2515 UNTS 3, UN Doc A/RES/61/106, Annex, GAOR 61st Session Supp 49, 65Art.3Art.5, (1)Lašva Valley, Prosecutor v Furundžija (Anto), Trial judgment, Case No IT-95-17/1-T, ICL 17 (ICTY 1998), [1998] ICTY 3, (1999) 38 ILM 317, (2002) 121 ILR 213, 10th December 1998, United Nations [UN]; United Nations Security Council [UNSC]; International Criminal Tribunal for the Former Yugoslavia [ICTY]; Trial Chamber II [ICTY] ICLSoering v United Kingdom and Federal Republic of Germany (intervening), Merits and just satisfaction, App No 14038/88, A/161, IHRL 90 (ECHR 1989), [1989] ECHR 14, (1989) 11 EHRR 439, (1989) 98 ILR 270, Times, July 8, 1989, Independent, July 11, 1989, Guardian, July 13, 1989, Daily Telegraph, October 2, 1989, (1989) 28 ILM 1063, [1989] EuGRZ 314, (1990) 1 RTDH 62, (1990) 11 HRLJ 335, 7th July 1989, Council of Europe; European Court of Human Rights [ECHR] IHRLZ and ors v United Kingdom, Merits and just satisfaction, App No 29392/95, ECHR 2001-V, IHRL 2901 (ECHR 2001), [2001] ECHR 333, (2002) 34 EHRR 3, (2002) 34 EHRR 97, [2001] 2 FCR 246, [2001] 2 FLR 612, 10 BHRC 384, [2001] 3 LGLR 51, [2001] 4 CCL Rep 310, [2001] Fam Law 583, Times, May 31, 2001, 10th May 2001, Council of Europe; European Court of Human Rights [ECHR]; Grand Chamber [ECHR] IHRLda Silva Pimentel (on behalf of da Silva Pimentel Teixeira) v Brazil, Merits, Communication No 17/2008, UN Doc CEDAW/C/49/D/17/2008, IHRL 2029 (CEDAW 2011), 25th July 2011, United Nations [UN]; Committee on the Elimination of Discrimination against Women [CEDAW] IHRL(p. 429) secure to people with disabilities equality before the law and equal protection of the law, as well as under 5(2) to ‘take all appropriate steps to ensure that reasonable accommodation is provided’.
Article 15 CRPD rights overlap with rights under other CRPD articles, including the right to legal capacity on an equal basis with others under article 12; the right to liberty and security under article 14; the right to protection against violence, exploitation, and abuse under article 16; the right to physical and mental integrity under article 17; and the right to health care on an equal basis with others and based on informed consent under article 25. As Kanter comments: ‘even if certain polices, practices, conduct or conditions do not constitute a violation of article 15, they may violate one of the other articles of the CRPD’.14
The CRPD is universally described as representing a ‘new paradigm’ in human rights protection of persons with disability, based on an absolute prohibition of involuntary detention and non-consensual treatment of persons with disabilities. The previous human rights paradigm, which the new paradigm seeks to replace, is reflected in a sophisticated body of case law of the European Court of Human Rights (ECtHR), which accepts that people can be detained on grounds related to mental or psychosocial disability, as long as this is subject to substantive and procedural safeguards, including rights of challenge. Quinn describes this evocatively as ‘an ever more perfect and safeguarded process of loss’.15 The new paradigm rejects clinical power to detain and treat without consent. The old paradigm accepts as legitimate the parens patriae power of the state over people with mental disabilities, as well as police power to detain people with mental disabilities where necessary to prevent danger to the public.16
Page Id: 429ReferencesConvention on the Rights of Persons with Disabilities (United Nations [UN]) 2515 UNTS 3, UN Doc A/RES/61/106, Annex, GAOR 61st Session Supp 49, 65Art.5, (2)Art.12Art.16Art.17Art.25(p. 430) 2. Background and Travaux Préparatoires
Lord notes that the consensus text masks the ‘shared understanding and outstanding disagreement’ that characterized the drafting process.17 The origins of the linkages between article 15 and other CRPD rights arise from the key issue for debate during the drafting process, namely whether involuntary hospitalization and treatment should be brought within the absolute prohibition of the anti-torture provision. There were two broad groupings. On one side were the disability rights NGOs (the World Network of Users and Survivors of Psychiatry (WNUSP) and the International Disability Caucus (IDC)). Their goals included (a) an absolute prohibition against all forms of involuntary detention based in whole or in part on disability and; (b) recognition that all non-consensual treatment should be classed as torture or cruel, inhuman, or degrading treatment. Their policy goal was based on the idea that regimes of legal powers based on involuntary detention and treatment create a fertile breeding ground for human rights abuses, no matter how many procedural safeguards they might have. On the other side of the debate were other organizations and most states (including the EU), who did not wish to bring these practices within the scope of the absolute and unconditional prohibition of (what is now) article 15.18
The Ad Hoc Committee on a Comprehensive and Integral International Convention on the Protection and Promotion of the Rights and Dignity of Persons with Disabilities (Hereafter the Ad Hoc Committee) held eight sessions between July 2002 and December 2006. At the first of these the Committee had before it a working paper from Mexico including a draft Convention, draft article 9 of which was a loosely drafted provision whereby ‘states parties recognize that persons with disabilities are particularly vulnerable to different forms of violence, as well as torture and other cruel, inhumane or degrading treatment or punishment, in public and private spheres. Therefore, states shall guarantee respect for the dignity and integrity of persons with disabilities.’19
The second Ad Hoc Committee session received a report from America’s regional seminar held in Quito, Ecuador in April 2003, which recommended amending the Mexico draft to recognize that persons with disabilities were particularly vulnerable to exploitation as well as torture and CIDT and to add a requirement that states should guarantee security as well as respect for dignity and integrity of person.20 An expert group meeting held in Bangkok in June 2003 suggested that the non-derogable right to freedom from cruel, inhuman, or degrading treatment could be ‘drawn on in relation to forced intervention, and institutionalization’, an early indication of ‘new paradigm’ thinking.21 At the second session the Committee established a working group consisting of twenty-seven representatives of states, twelve representatives from NGOs and one representative from Page Id: 430ReferencesConvention on the Rights of Persons with Disabilities (United Nations [UN]) 2515 UNTS 3, UN Doc A/RES/61/106, Annex, GAOR 61st Session Supp 49, 65(p. 431) a national human rights organization (the South African Human Rights Commission) to prepare a draft text which would form the basis of state negotiations.22 According to the representative of the WNUSP, Tina Minkowitz, it was at this Working Group meeting in January 2004 that the new paradigm really began to crystallize.23 As Degener and Begg put it:
As well as the Mexican and Venezuelan drafts, the Working Group now had draft conventions from China, the European Union and India, as well as a draft submitted by the Chair of the Committee and a draft submitted by a regional meeting of national human rights institutions in Bangkok.24
The EU draft was very much aligned with the old paradigm. The issue was dealt with under draft article 7 under the general heading of autonomy. This did not mention torture, but required prohibition and prevention of CIDT of persons with disabilities, particularly in situations of forced intervention or institutionalization. The assumption was that compulsory detention and treatment without consent were legitimate as long as carried out in accordance with a procedure prescribed by law and subject to safeguards. States were to take appropriate measures to protect people with disabilities from all forms of physical or mental violence, injury or abuse, neglect or negligent treatment, maltreatment or exploitation.25
The Bangkok Draft, produced by the regional workshop held in Bangkok In October 2003,26 dealt with torture and CIDT in draft article 12(1), providing that:
No person with disability shall be subjected to torture or cruel, inhuman or degrading treatment or punishment. In particular, no one shall be subjected without his or her free consent to medical or scientific experimentation [or intervention].
The proposal was that the prohibition would potentially extend to all interventions without consent, not just medical or scientific experimentation, and throughout the Ad Hoc Committee proceedings debate would rage around those words in square brackets. Draft article 12(4) was an early forerunner of article 15(2), placing a positive duty on states to take all appropriate legislative, administrative, social and educational measures to protect persons with disabilities, in particular, women and children with disabilities, from all forms of physical or mental violence, injury or abuse, neglect or negligent treatment, maltreatment or exploitation, including sexual abuse.
Two alternative versions of draft article 12(2) were put forward in the Bangkok draft. The first adopted a relatively conservative ‘old paradigm’ approach, providing for the continuation of proxy consent: ‘Where any person with disability is unable to give free and informed consent, no intervention shall occur unless a form of consent is given on their behalf by a duly authorized authority.’ The more radical alternative version of draft Page Id: 431ReferencesConvention on the Rights of Persons with Disabilities (United Nations [UN]) 2515 UNTS 3, UN Doc A/RES/61/106, Annex, GAOR 61st Session Supp 49, 65Art.15, (2)(p. 432) article 12(2) stipulated that ‘everyone has the right not to be subjected to forced or coerced interventions of a medical nature or otherwise, aimed at correcting, improving, or alleviating any actual or perceived impairment’.27 This latter formulation would not find its way into the final text of the Convention, despite the fact that its inclusion in the anti-torture provision was a key aim of the International Disability Caucus.
Degener and Begg describe how the ‘Working Group was able to complete a text in two weeks because … it focused on concluding a text which had the widest possible support, and by reflecting any major disagreements in footnotes to the text.’28 Draft article 11 of the new draft text dealt with torture and CIDT stated that:
The differences of opinion masked by the consensus text were flagged up in this footnote:
Members of the Working Group had differing opinions on whether forced intervention and forced institutionalization should be dealt with under ‘Freedom from torture’, or under ‘Freedom from violence and abuse’, or under both. Some members also considered that forced medical intervention and forced institutionalization should be permitted in accordance with appropriate legal procedures and safeguards.30
During the Working Group discussion Canada recommended that the question of forced interventions should be removed from the provision on torture to a separate article or to the provision on health, and that the prohibition should be qualified to allow intervention in the best interests of the person subject to a procedure prescribed by law and subject to legal safeguards. In this they were supported by Japan, Ireland, Morocco, Slovenia, Sweden, and Colombia. China thought the prohibition would be better dealt with under draft article 12 on freedom from violence and abuse. The European Disability Forum strongly supported the prohibition of forced interventions and institutionalization in both draft articles 11 and 12. The WNUSP maintained that ‘institutionalization does not belong in an article on health and that it needs to be acknowledged as a form of torture, inhuman and degrading treatment’ and moreover that ‘the distinction between interventions that are justified as being for so-called “therapeutic” purposes and those for more punitive purposes is false’.31
Degener and Begg describe how close the process came to being derailed in the third session of the Ad Hoc Committee (24 May–4 June 2004) where, ‘rather than focus on the key issues identified by the Working Group in its annotations’, delegations proposed amendments to every part of the text, so that ‘by the end of the meeting the 25 page Page Id: 432ReferencesConvention on the Rights of Persons with Disabilities (United Nations [UN]) 2515 UNTS 3, UN Doc A/RES/61/106, Annex, GAOR 61st Session Supp 49, 65(p. 433) Working Group Draft had ballooned into a 60 page document that was so heavily bracketed that it was, in places, virtually unreadable’.32 The EU and China wished to remove from paragraph 11(2) of the Working Group text the words ‘and shall protect persons with disabilities from forced interventions or forced institutionalization aimed at correcting, improving or alleviating any actual or perceived impairment’.33 This remained a subject of vigorous debate throughout the discussions of the Ad Hoc Committee.
At the fourth session the EU, supported by the Netherlands, again proposed removing the protection against forced intervention and forced institutionalization.34 The discussion by the states representatives focused primarily on this issue and a proposal from Mexico recommending the use of the monitoring mechanism of the Optional Protocol of the Convention against Torture. New Zealand supported the EU view that forced institutionalization should be considered illegal, save in exceptional circumstances, must not be based solely on disability, and must be subject to safeguards. These exceptional circumstances should only apply to involuntary treatment, which is a sub-set of forced institutionalization, and must be prescribed by law, not be based solely on disability and subject to legal safeguards.35 The EU position was also supported by Canada, Mexico, China, India, Thailand, and Malaysia.36 When the meeting on draft article 11 was opened to NGO delegates, the International Disability Caucus (IDC) supported the Mexican proposal to refer to other human rights instruments to assist in monitoring obligations under this article.
At the fifth session the Committee conducted discussions on draft articles 7–15, during which draft article 11 was amended to introduce wording based on article 7 ICCPR. The report noted that several delegations had pointed out that draft article 11 ‘lacked mention of the important and absolute prohibition of the use of torture, as contained in other human rights treaties’.37
The opening words of article 7 ICCPR were initially amended to be more disability-specific by replacing ‘no-one’ with the words ‘no person with disabilities’. It was also agreed to add the first phrase from paragraph 2 of the Working Group’s text, so that the paragraph accurately mirrored article 7 ICCPR. The new text of draft article 11(1), therefore, read:
No person with disabilities shall be subjected to torture or to cruel, inhuman or degrading treatment or punishment. In particular, states parties shall prohibit, and protect persons with disabilities from, medical or scientific experimentation without the free and informed consent of the person concerned.38
Page Id: 433ReferencesInternational Covenant on Civil and Political Rights (United Nations [UN]) 999 UNTS 171, UN Doc A/6316, UN Doc A/RES/2200(XXI), Annex, UNTS Reg No I-14668Part III, Art.7Optional Protocol to the Convention against Torture and other Cruel, Inhuman or Degrading Treatment or Punishment (United Nations [UN]) 2375 UNTS 237, UNTS Reg No A-24841, UN Doc A/RES/57/199, Annex(p. 434) The final text of article 15(1) replaced the words ‘no person with disability’ with the words ‘no-one’, since article 15(1) must be read in the context of article 1 CRPD, which states the purpose of the Convention as being ‘to promote, protect and ensure the full and equal enjoyment of all human rights and fundamental freedoms by all persons with disabilities, and to promote respect for their inherent dignity’.
The next substantial discussion of torture and CIDT took place at the seventh session.39 The Chair had produced a Working Text, with provisions in the positions they would occupy in the Convention as finally adopted.40
Article 15(2) was as finally adopted. Paragraph (1) remained subject to significant debate until the last possible minute. The IDC, which included the WNUSP, urged the reinsertion into paragraph (1) of a prohibition on interventions aimed at correcting, improving or alleviating any actual or perceived impairment without free and informed consent, and also the addition of an extra sub-paragraph (3) providing that ‘every person with a disability has the right to have his or her physical, mental and moral integrity respected’. The principal aim of these provisions was to outlaw electro-convulsive therapy and neuroleptic drugs, which according to the IDC, ‘paralyze the will and destroy human initiative’.41 Mental Disability Rights International (MDRI) also urged the merger of the right to integrity with the anti- torture provision in article 15, along the lines of the right to humane treatment in article 5 of the American Convention on Human Rights (ACHR), which includes both sets of guarantees as follows:
The WNUSP, IDC, and MDRI all wanted the draft anti-torture provision to be modelled specifically on article 5 ACHR and to include language in the draft torture provision prohibiting ‘unwanted medical and related interventions as a form of torture or cruel, inhuman or degrading treatment or punishment … and prohibiting any kind of confinement based in whole or in part on disability’.43
It is important to understand the relationship with article 14 CRPD and the circumstances in which detention in breach of article 14 might amount to cruel, inhuman or degrading treatment (CIDT) contrary to article 15, as well as the relationship with articles 17 and 25, and the circumstances where treatment without consent might amount to torture or CIDT. Article 14 prohibits deprivation of liberty based on disability, and the provision was hotly debated during the negotiating process, with strong efforts being Page Id: 434ReferencesAmerican Convention on Human Rights (Organization of American States [OAS]) OASTS No 36, 1144 UNTS 123, B-32, OEA/Ser.L.V/II.82 doc.6 rev.1, 25Pt.I State Obligations and Rights Protected, Ch.II Civil and Political Rights, Art.5Convention on the Rights of Persons with Disabilities (United Nations [UN]) 2515 UNTS 3, UN Doc A/RES/61/106, Annex, GAOR 61st Session Supp 49, 65Art.1Art.14Art.15Art.15, (1)Art.15, (2)Art.17Art.25(p. 435) made to outlaw any detention, which was in any way based on the existence of a disability. At first, the strategy was to bring detention on grounds of disability under the umbrella of an absolute ban on torture and CIDT in article 15. When this was not successful, the focus shifted to securing that article 14 would in effect provide an absolute ban on any detention linked to disability. A significant number of states (including Australia, Canada, China, New Zealand, South Africa, Uganda, and the European Union)44 supported deprivation of liberty based on disability being permitted, when coupled with other grounds. At the seventh session of the Ad Hoc Committee Japan, supported by China, sought to amend the text to read that ‘in no case shall the existence of a disability “solely or exclusively” justify a deprivation of liberty’.45 The proposed insertion of ‘solely or exclusively’ was rejected.46
A similar campaign was waged by the IDC to move the protections on mental and physical integrity from article 17 to article 15. The IDC wanted the wording from the ACHR whereby ‘every person has the right to have his physical, mental and moral integrity respected’ to be placed in article 15, along with the wording of draft article 17(2) that ‘states parties shall protect persons with disabilities from forced interventions or forced institutionalization aimed at correcting, improving or alleviating any actual or perceived impairment’.47
At the eighth session the IDC firmly maintained this position, which ‘would allow us to address a broad category of human rights violations that we commonly experience’.48 Referring to the new paradigm, the IDC reaffirmed that in no case could they accept:
language in the Convention that takes an equivocal position on forced interventions or suggests that the right to respect for integrity of the person can ever be legitimately compromised … In this article we are making the paradigm shift from seeing people with disabilities as the subjects of medical expertise, to respecting us in all our diversity as equal members of society whose pain is acknowledged and whose contributions and inherent worth are valued.49
The Chair’s text of article 17 still had in square brackets a paragraph placing an obligation of states to ‘ensure that involuntary treatment of persons with disabilities was minimized through the active promotion of alternatives, undertaken only in exceptional circumstances in the least restrictive setting, in accordance with procedures prescribed by law, and subject to appropriate safeguards.’ The IDC urged the deletion of this clause because it was ‘nothing but a derogation of the right to free and informed consent, based on disability’ and continued to maintain that there should never be any exception for (p. 436) forced interventions, and so there should be no need for safeguards.50 Degener and Begg describe how at the final meeting:
The Committee was close to agreeing a compromise … —to retain mention of safeguards, but without specifically mentioning forced interventions. But time ran out before all delegations could be convinced. An alternative text, containing only a short one-sentence principle on the right to physical and mental integrity was put forward by the International Disability Caucus. Consensus quickly coalesced around it, and given the lack of time to consider anything more complicated, the rest of the article was discarded.51
The IDC proposals failed to win enough support for physical and mental integrity and involuntary institutionalization to be included in the final draft of article 15. Institutionalization is dealt with in article 14 on the right to liberty and security, while issues relating to incapacity and substitute decision-making are covered by article 12. The protections in relation to treatment without consent are now contained in article 17 and article 25, which sets out the right to the highest attainable standard of healthcare without discrimination on the basis of disability. This includes the duty under article 25(d) CRPD to require health professionals to provide care of the same quality to persons with disabilities as to others, including on the basis of free and informed consent.
This prompts the question as to when treatment without consent might be dealt with as a breach of articles 17 and 25 and when might it reach the level of severity to engage article 15.52 Article 15 is clearly a compromise. As Lord presciently remarked in 2010:
As drafted, many core human rights issues with the potential to trigger Article 15 will require elaborate argumentation that draws on a holistic reading of the CRPD and engages provisions on non-discrimination and reasonable accommodation (articles 2, 3, and 5), legal capacity (article 12), Physical and mental integrity (article 17), informed consent (articles 1 and 25) and liberty of the person (article 14).53
Australia entered a ‘declaration of its understanding’ that ‘the Convention allows for compulsory assistance or treatment of persons, including measures taken for the treatment of mental disability, where such treatment is necessary, as a last resort and subject to safeguards’.54 Having resisted attempts to prohibit mental health detention and treatment without any consent as CIDT, Australia wanted to ensure that mental health laws authorizing these practices would be maintained.
Footnotes:
1 Arlene Kanter, The Development of Disability Rights under International Law: From Charity to Human Rights (Routledge 2014) 159–200, 159; see also János Fiala-Butora, ‘Disabling Torture: The Obligation to Investigate Ill-treatment of Persons with Disabilities’ (2013) 45 Columbia Human Rights Law Review 214.
2 Arts 2(2) and (3) UN Convention against Torture and Cruel, Inhuman or Degrading Treatment or Punishment (CAT); Selmouni v France (2000) 29 EHRR 403 para 95.
3 Rome Statute of the International Criminal Court (ICC), Arts 5(1)(b), 7(1)(f), and 7(2)(e).
4 HRCtee, ‘General Comment No 24’ UN Doc CCPR/C/21/Rev 1/Add 6 para 10 (4 November 1994); see also ICTY Prosecutor v Furundžija Trial Chamber Judgment (10 December 1998) paras 153–54.
5 CAT Ctee, ‘General Comment No 2 Implementation of Article 2 by States Parties’ UN Doc CAT/C/GC/2 (24 January 2008) para 2.
7 Soering v United Kingdom (1989) 11 EHRR 439. In Assenov v Bulgaria (1999) 28 EHRR 652, para 102, the Strasbourg Court held that ‘where an individual raises an arguable claim that he has been seriously ill-treated by the police or other such agents of the State unlawfully and in breach of Article 3, that provision, read in conjunction with the State’s general duty under Article 1 of the Convention to ‘secure to everyone within their jurisdiction the rights and freedoms defined in … [the] Convention’, requires by implication that there should be an effective official investigation. This investigation, as with that under Article 2, should be capable of leading to the identification and punishment of those responsible. In Z v United Kingdom (2001) 34 EHRR 97 at para 73, the Court held that Art 3, requires states to take measures designed to ensure that individuals within their jurisdiction are not subjected to torture or inhuman or degrading treatment, including such ill-treatment administered by private individuals. These measures should provide effective protection, in particular, of children and other vulnerable persons and include reasonable steps to prevent ill-treatment of which the authorities had or ought to have had knowledge.
8 Furundžija case (n 4) para 148, based on Soering v United Kingdom (1989) 11 EHRR 439.
9 Art 4 of CAT requires states to take effective measures to prevent torture and other cruel, inhuman, or degrading treatment or punishment from being practised within their jurisdiction. See also in the disability context the decision of the European Court of Human rights in Bures v Czech Republic [2012] ECHR 1819 para 81, and in the policing context Cestaro v Italy Judgment of 7 April 2015 [2015] ECHR 352 paras 231 and 243–46.
10 HRCtee, ‘General Comment 20 Article 7 General comment No 20: Article 7 (Prohibition of Torture, or other Cruel, Inhuman or Degrading Treatment or Punishment)’ UN Doc HRI/GEN/1/Rev.9 (Vol. I) (27 May 2008) para 2.
11 Interim Report of the UN Special Rapporteur on Torture Manfred Nowak UN Doc A/63/175 (28 July 2008) para 51, where Mr Nowak said that the prohibition against torture relates not only to public officials, such as law enforcement agents in the strictest sense, but may apply to doctors, health professionals, and social workers, including those working in private hospitals, other institutions, and detention centres. See also General Comment No 2 (2008) of the Committee against Torture on the implementation of article 2 of the Convention UN Doc CAT/C/GC/2 (24 January 2008) para 17. This point had also been emphasized in Special Rapporteur Nowak’s January 2008 Report to the Human Rights Council UN Doc A/HRC/7/3 (15 January 2008) para 31. Also in Report of the Special Rapporteur on Torture, UN Doc A/HRC/22/53 (1 February 2013) para 24, Juan E Mendez re-emphasised that ‘As underlined by the Committee against Torture, the prohibition of torture must be enforced in all types of institutions and States must exercise due diligence to prevent, investigate, prosecute and punish violations by non-State officials or private actors.’ See also the Committee on the Elimination of Discrimination against Women in da Silva Pimentel v Brazil Communication No 17/2008, para 7.5, and the Inter-American Court of Human rights in Ximenes Lopes v Brazil (Series C) No 149 (2006) paras 103, 150.
12 Janet E Lord, ‘Shared Understanding or Consensus Masked Disagreement? The Anti-Torture Framework in the Convention on the Rights of Persons with Disabilities’ (2010–11) 33 Loy L A Int’l & Comp Law Rev 27, 41.
13 ibid 43; Kanter (n 1) 159.
16 Old paradigm rights are exemplified in the European Agency for Fundamental Rights survey Involuntary Placement and Involuntary Treatment of Persons with Mental Health Problems June 2012, available at: <http://fra.europa.eu/en/publication/2012/involuntary-placement-and-involuntary-treatment-persons-mental-health-problems>; Peter Bartlett, ‘The UN Convention on the Rights of Persons with Disabilities and Mental Health Law’ (2012) 75 Modern Law Review, 752–78; Peter Bartlett, ‘Implementing a Paradigm Shift: Implementing the Convention on the Rights of Persons with Disabilities in the Context of Mental Disability Law’ in Centre for Human Rights and Humanitarian Law, Torture in Healthcare Settings: Reflections on the Special Rapporteur on Torture’s 2013 Thematic Report (American University Washington College of Law 2014) 169–81; Philip Fennell and Urfan Khaliq, ‘Conflicting or Complementary Obligations? The UN Disability Rights Convention, the European Convention on Human Rights and English Law’ (2011) 6 European Human Rights Law Review 662–74; János Fiala-Butora, ‘Disabling Torture: The Obligation to Investigate Ill-treatment of Persons with Disabilities’ (2013) 45 Columbia Human Rights Law Review 21; Tina Minkowitz, ‘The United Nations Convention on the Rights of Persons with Disabilities and the Right to be Free from Non-Consensual Psychiatric Interventions’ (2006–07) 34 Syracuse J Int’l L & Com 405; Tina Minkowitz, ‘A Response to the Report by Juan E Méndez, Special Rapporteur on Torture, Dealing with Torture in the Context of Health Care, as it Pertains to Non-consensual Psychiatric Interventions’ in Centre for Human Rights and Humanitarian Law, Torture in Healthcare Settings: Reflections on the Special Rapporteur on Torture’s 2013 Thematic Report (American University Washington College of Law 2014) 227–46. Minkowitz describes how the ‘new paradigm’ effectively came together at the Working Group on the Convention in January 2004, see Tina Minkowitz, ‘CRPD and Transformative Equality’ (2017) 13(1) International Journal of Law in Context 77–86.
19 Ad Hoc Committee, 29 July–9 August 2002 Comprehensive and integral international convention to promote and protect the rights and dignity of persons with disabilities Working paper by Mexico UN Doc A/AC.265/WP.1 (2002), available at: <http://www.un.org/esa/socdev/enable/rights/adhoccom.htm> (accessed 20 October 2017).
20 Session 2 Ad Hoc Committee New York, 16–27 June 2003 Ad Hoc Committee Report UN Doc A/58/118 & Corr 1 ( 3 July 2003); Ferrajolo, J Article 34 (Committee on the Rights of Persons with Disabilities), in Valentina Della Fina, Rachele Cera, Giuseppe Palmisano (eds), The United Nations Convention on the Rights of Persons with Disabilities (Springer 2017) 607–34, at 611.
21 Bangkok recommendations on the elaboration of a comprehensive and integral international convention to promote and protect the rights and dignity of persons with disabilities, in UN Doc A/AC265/2003/CRP/10 (2003) para 29(c).
22 Ad Hoc Committee Report UN Doc A/58/118 & Corr 1 (3 July 2003) para 15.1.
23 Tina Minkowitz, ‘CRPD and Transformative Equality’ (2017) 13 International Journal of Law in Context 77–86.
24 Theresia Degener and Anne Begg, ‘From Invisible Citizens to Agents of Change: A Short History of the Struggle for the Recognition of the Rights of Persons with Disabilities at the United Nations’ in Fina et al (n 20) 1, 20.
28 Degener and Begg (n 24) 21.
29 Report of the Working Group to the Ad Hoc Committee UN Doc A/AC265/2004/WG 1 (2004) Annex 1 at 26–27.
32 Degener and Begg (n 24) 21; Report of the third session of the Ad Hoc Committee UN Doc A/AC265/2004/5 (2004).
36 ‘Daily summary of discussions related to Article 11 (Freedom from Torture or Cruel, Inhuman or Degrading Treatment or Punishment)’, Fourth session of the Ad Hoc Committee—Daily Summary by Landmine Survivors Network Vol 5 No 4 (26 August 2004), available at: <https://www.un.org/esa/socdev/enable/rights/ahc4sumart11.htm>.
37 Report of the Ad Hoc Committee fifth session UN Doc A/AC265/2005/2 (24 January–4 February 2005) para 36.
39 Seventh Session of the Ad Hoc Committee (16 January–3 February 2006), available at: <https://www.un.org/esa/socdev/enable/rights/ahc7.htm>. The Sixth session of the Ad Hoc Committee (1–12 August 2005) focused on Articles 15–25 of the Working Group Draft, and there was no discussion of the anti-torture provision Report of the Ad Hoc Committee sixth session UN Doc A/60/266 (17 August 2005).
42 ibid, Intervention of Mental Disability Rights International.
43 ibid, see also Lord (n 12) 48.
44 Fourth Session comments submitted electronically on Article 14, available at: <https://www.un.org/esa/socdev/enable/rights/ahcstata14fscomments.htm>. See also report of the Co-ordinator to the Fifth Session. For detailed discussion on the Union’s role in the negotiation process, see Grainne De Búrca, ‘The European Union in the Negotiation of the UN Disability Convention’ (2010) 35 European Law Review 174.
46 8th Session Final report of the Ad Hoc Committee eighth session UN Doc A/61/611 (14–25 August and 5 December 2006). Also referred to in Interim Report of the UN Special Rapporteur on Torture Manfred Nowak UN Doc A/63/175 (28 July 2008) para 64.
51 Degener and Begg (n 24) 33.
52 This is discussed in Minkowitz (n 23).
55 Robert Castel, The Regulation of Madness: The Origins of Incarceration in France (trs W D Halls, University of California Press 1988) 38.
56 Report of the Special Rapporteur on the Right of Everyone to the Highest Attainable Standard of Physical and Mental Health UN Doc A/HRC/35/21 (28 March 2017) para 33.
58 UN Principles for the Protection of Persons with Mental Illness and for the Improvement of Mental Health Care UN Doc A/RES/46/119 (17 December 1991).
61 Winterwerp v Netherlands (1979) 2 EHRR 387.
62 Pleso v Hungary [2012] ECHR 1767 para 66.
63 Mihailovs v Latvia [2013] ECHR 65 para 145.
64 Recommendation No Rec (2004) 10 of the Committee of Ministers of the Council of Europe concerning the protection of the human rights and dignity of persons with mental disorder (adopted on 22 September 2004).
65 Van der Leer v the Netherlands (1990) 12 EHRR 567; X v United Kingdom (1981) 4 EHRR 188.
66 Hutchison Reid v United Kingdom (2003) 37 EHRR 9.
67 eg in Shtukatorow v Russia (2008) ECHR 223 para 47, the applicant was declared fully incapacitated under Art 29 of the Civil Code of the Russian Federation of 1994 and placed in the care of a guardian with the effect that all legal transactions had to be carried out by the guardian. In Stanev v Bulgaria [2012] ECHR 46, the applicant was declared partly incapacitated under s 5 of the Persons and Family Act of 1949 which allows for a person who is unable to look after their own interests on account of mental illness or mental deficiency must be entirely deprived of legal capacity and placed under plenary guardianship and adults with milder forms of disability were ‘partially incapacitated’ and placed under partial guardianship. These and other cases are discussed further below.
69 Shtukatorow v Russia (n 68) para 89.
70 ibid para 72; see also X and Y v Croatia [2011] ECHR 1835.
71 ibid Shtukatorow para 94.
72 Recommendation No R (99) 4 of the Committee of Ministers of the Council of Europe on principles concerning the legal protection of incapable adults (the Council of Europe Incapacity Principles).
73 X and Y v Croatia (n 72); Stanev v Bulgaria (n 69); Kedzior v Poland (n 69); Sykora v Czech Republic [2012] ECHR 1960 paras 101 and 103; AN v Lithuania ECtHR judgment (31 August 2016) para 123.
74 CRPD Committee, ‘General Comment No 1 Equal Recognition before the Law Article 12’ UN CRPD/C/GC1 (19 May 2014).
77 ‘Interim Report of the Special Rapporteur on Torture and other Cruel Inhuman or Degrading treatment or Punishment’ (Manfred Nowak) UN Doc A/63/175 (28 July 2008) para 47; on this see also Tina Minkowitz, ‘The United Nations Convention on the Rights of Persons with Disabilities and the Right to be Free from Non-Consensual Interventions’ (2004–2005) 34 Syracuse J Int’l L and Com 405.
78 Nowak Report (n 77) para 50.
79 Nowak Report (n 77) para 65.
80 Noble v Australia, CRPD Committee Report UN Doc CRPD/C/16/2 Annex II (29 September 2016).
81 Juan E Mendez, ‘Report of the Special Rapporteur on Torture’ UN Doc A/HRC/22/53 (1 February 2013).
86 Torture in Healthcare Settings; Reflections on the Special Rapporteur on Torture’s 2013 Thematic Report’ (n 16) 144–45.
89 ‘Report of the Special Rapporteur (Anand Grover) on the right of everyone to the enjoyment of the highest attainable standard of physical and mental health, Informed Consent’ UN Doc A/64/272 (10 August 2009) paras 9 and 18.
92 Association for the Prevention of Torture, ‘Torture in International Law: A Guide to Jurisprudence’, available at: <http://www.apt.ch/content/files_res/jurisprudenceguide.pdf>; Steven Dewulf, The Signature of Evil: (Re)defining Torture in International Law (Intersentia 2011); Malcolm D Evans, ‘Getting to Grips with Torture’ (2002) 51 ICLQ 365. Juan E Mendez and Andrea Nicolessa, ‘Evolving Standards for Torture in International Law’ in Metin Başoğlu (ed), Torture and Its Definition in International law: An Interdisciplinary Approach (OUP 2017) 215–46; Nicholas Svenass, ‘The United Nations Convention against Torture and Other Cruel Inhuman or Degrading Treatment: The Absolute Prohibition and the Obligation to Prevent in Metin Başoğlu’, ibid 247–72; Yuval Ginbar ‘Making Human Rights Sense of the Torture Definition’, in Başoğlu, ibid 273–14; Lisa Davies ‘The Gendered Dimension of Torture, Rape, and other forms of Gender Based Violence under International Law’ in Başoğlu, ibid 315–71; Manfred Nowak and Elizabeth McArthur, The United Nations Convention Against Torture A Commentary: Oxford Commentaries on International Law (OUP 2008); David Luban, Torture, Power and Law (CUP 2014); OHCHR, Interpretation of Torture in the Light of the Practice and Jurisprudence of International Bodies, available at: <http://www.ohchr.org/Documents/Issues/Torture/UNVFVT/Interpretation_torture_2011_EN.pdf>. OHCHR, Istanbul Protocol Manual on the Effective Investigation and Documentation of Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, available at: <http://www.ohchr.org/Documents/Publications/training8Rev1en.pdf>. OHCHR, Preventing Torture: An Operational Guide for National Human Rights Institutions, available at: <http://www.ohchr.org/Documents/Countries/NHRI/Torture_Prevention_Guide.pdf>.
93 [1978] 2 EHRR 25 para 167.
94 UN Special Rapporteur for the Commission on Human Rights Report of 3 July 2001 to the General Assembly on the question of torture and other cruel, inhuman or degrading treatment or punishment UN Doc A/56/156 (3 July 2001) paras 3 and 7.
95 Ireland v United Kingdom, [1978] 2 EHRR 25 para 167; Selmouni v France [200] 29 EHRR 403 para 96.
96 Most recently in Olisov and Others v Russia, ECtHR Judgment (2 May 2017) para 86.
97 (2000) 29 EHRR 403 para 100.
98 Cestaro v Italy (n 9) para 171.
100 Interim Report of the UN Special Rapporteur on Torture Manfred Nowak UN Doc A/63/175 (28 July 2008) para 41.
102 Nevermerzhitsky v Ukraine (2006) 43 EHRR 32, para 97.
104 Ciorap v Moldova (2007) ECHR 502.
106 Mendez Report (n 11) para 54.
107 CRPD Committee, ‘Concluding Observations on the initial Report of Chile’ UN Doc CRPD/C/CHL/CO/1 (13 April 2016) para 33.
108 CRPD Committee, ‘Concluding Observations on the initial Report of the Republic of Korea’ UN Doc CRPD/C/KOR/CO/1 (20 October 2014) para 20.
109 HRCtee, ‘CCPR General Comment No 20: Article 7 (Prohibition of Torture, or Other Cruel, Inhuman or Degrading Treatment or Punishment)’ (10 March 1992) para 5.
110 Selmouni v France (n 95) para 100; Bati and Others v Turkey [2008] ECHR 246 para 120; Cestaro v Italy (n 9) para 171. Nevmerzhitsky v Ukraine (2006) 43 EHRR 32 para 80.
111 Keenan v United Kingdom (2001) 33 EHRR 913.
114 Nowak Report (n 11) para 47.
115 eg CRPD Committee, ‘Concluding Observations on Chile’ UN Doc CRPD/C/CHL/CO/1(13 April 2016) para 33; Serbia, UN Doc CRPD/C/SRB/CO/ (23 May 2016) para 37; Slovakia UN Doc CRPD/C/SVK/CO/1 (17 May 2016) paras 45–46; Uganda, UN Doc CRPD/C/UGA/CO/1 (12 May 2016) paras 28–29, see also MDAC, ‘Psychiatric Hospitals in Uganda: A Human Rights investigation (2014), available at:
<http://www.mdac.org/sites/mdac.info/files/psyciatric_hospitals_in_uganda_human_rights_investigation.pdf>; Kenya UN Doc CRPD/C/KEN/CO/1 (30 September 2015) paras 29–30; Brazil UN Doc CRPD/C/BRA/CO/1 (29 September 2015) para 29; Republic of Korea UN Doc CRPD/C/KOR/CO/1 (20 October 2014) para 29; Concluding observations on the initial report of Croatia UN Doc CRPD/C/HRV/CO/1 (15 May 2015) para 23 ‘frequent use of involuntary treatment and restraint measures’ amounting to degrading treatment’.
116 ICTY Prosecutor v Kunarac, Appeals Chamber judgment (12 June 2002) para 153.
117 Interim Report of the UN Special Rapporteur on Torture Manfred Nowak UN Doc A/63/175 (28 July 2008) para 49.
118 Stanev v Bulgaria para 203; see also Keenan v United Kingdom (n 113) para 110 and Jalloh v Germany (2007) 44 EHRR 32 para 68; Price v United Kingdom [2001] ECHR 453, para 30.
119 Price v United Kingdom (n 118) para 30.
120 Janet E Lord, ‘Shared Understanding or Consensus Masked Disagreement? The Anti-Torture Framework in the Convention on the Rights of Persons with Disabilities’ 33 Loy L A Int’l & Comp Law Rev 27–81 2010–2011 54.
121 HRCtee, ‘CCPR General Comment No 7’ para 2.
122 ICTY Prosecutor v Kunarac (n 118) para 148.
123 ICTY Prosecutor v Kvocka Appeals Chamber judgment (28 February 2005) para 284.
124 In Hajrizi and Others v Serbia and Montenegro Com No 161/2000 CAT Doc CAT/C/29/D/161/2000 (21 November 2002) a civilian pogrom against Roma people in Yugoslavia that was tolerated by the police was held to constitute CIDTP.
125 HLR v France (1997) 26 EHRR 29 para 40; Costello Roberts v United Kingdom (1993) 19 EHRR 112 paras 27–28; A v United Kingdom (1998) 27 EHRR 611 para 22; Z v United Kingdom (2001) 34 EHRR 97 para 73.
126 Report of the Special Rapporteur on Torture Manfred Nowak Human Rights Council, UN Doc A/HRC/7/3 (15 January 2008) para 31.
127 Mendez Report (n 11) para 24.
128 ibid para 25; CEDAW Committee, Communication No 17/2008 para 7.5.
129 Mendez Report (n 11) para 22.
130 Nowak report 2008 (n 11) paras 38–41.
133 UNGA Res 46/119 (17 December 1991) Annex UN Mental Illness Principles 1991 principle 14.
134 CRPD Committee, ‘Concluding Observations on the Initial Report of Morocco’ UN Doc CRPD/C/MAR/CO/1 (25 September 2015) paras 32–33; Uganda UN Doc CRPD/C/UGA/CO/1 (12 May 2016) para 28; Kenya UN Doc CRPD/C/KEN/CO/1 (30 September 2015) paras 29–30; El Salvador UN Doc CRPD/C/SLV/CO/1 (8 October 2014) para 34; Turkmenistan UN Doc CRPD/C/TKM/CO/1 (13 May 2015) paras 27–28.
135 CRPD Committee, ‘Concluding Observations on the Initial Report of the United Arab Emirates’ UN Doc CRPD/C/ARE/CO/1 (2 October 2016) para 30; Italy UN Doc CRPD/C/ITA/CO/1(6 October 2016) para 40; Costa Rica UN Doc CRPD/C/CRI/CO/1 (12 May 2014) para 31 (in this case the Committee regretted the progress made towards the passage of legislation to authorize research carried out with the consent of guardians).
136 CRPD Committee, ‘Concluding Observations on the Initial Report of the European Union’ UN Doc CRPD/C/EU/CO/1 (2 October 2015) paras 42–43.
137 CAT Ctee, ‘General Comment No 2 Implementation of Article 2 by States Parties’ UN Doc CAT/C/GC/2 (24 January 2008) para 2.
138 HRCtee, ‘General comment No 20: Article 7 (Prohibition of Torture, or other Cruel, Inhuman or Degrading Treatment or Punishment)’ UN Doc HRI/GEN/1/Rev 9 (1994) vol I para 2.
139 Furundžija (n 4), para 148.
140 Soering v United Kingdom (1989) 11 EHRR 439. In Assenov v Bulgaria (1999) 28 EHRR 652 para 102, the Strasbourg Court held that ‘where an individual raises an arguable claim that he has been seriously ill-treated by the police or other such agents of the State unlawfully and in breach of Article 3, that provision, read in conjunction with the state’s general duty under Art 1 of the Convention to “secure to everyone within their jurisdiction the rights and freedoms defined in … [the] Convention”, requires by implication that there should be an effective official investigation. This investigation, as with that under Article 2, should be capable of leading to the identification and punishment of those responsible.’ In Z v United Kingdom (n 27) para 73, the Court held that Art 3 ECHR, requires states to take measures designed to ensure that individuals within their jurisdiction are not subjected to torture or inhuman or degrading treatment, including such ill-treatment administered by private individuals. These measures should provide effective protection, in particular, of children and other vulnerable persons and include reasonable steps to prevent ill-treatment of which the authorities had or ought to have had knowledge.
142 Art 4 CAT requires states to take effective measures to prevent torture and other cruel, inhuman or degrading treatment or punishment from being practised within their jurisdiction. See also in the disability context the decision of the ECtHR in Bures v Czech Republic [2012] ECHR 1819 para 81, and in the policing context Cestaro v Italy (n 9) paras 231 and 243–46.
143 Z v United Kingdom (2002) 34 EHRR 3 para 73.
144 Bures v Czech Republic (n 144) para 81.
145 Cestaro v Italy, paras 209, 231, 243–46.
146 Nowak Report July 2008 (n 11) para 63.
147 HRCtee, ‘Views on Communication No 110/1981, Viana Acosta v Uruguay UN Doc CCPR/C/21/D/110/1981 (1981) paras 2.7, 14, and 15.
149 CRPD Committee, ‘Concluding Observations on Serbia’ UN Doc CRPD/C/SRB/CO/1 (23 May 2016) paras 27–28; CRPD Committee, ‘Concluding Observations on the Initial Report by Slovakia’ UN Doc CRPD/C/SVK/CO/1 (17 May 2016) paras 45–46; CRPD Committee, ‘Concluding Observations on the Initial Report by Uganda’ paras 28–29; CRPD Committee, ‘Concluding Observations on the Initial Report by Kenya’ UN Doc CRPD/C/KEN/CO/1 (30 September 2015) paras 29–30.
150 CRPD Committee, ‘Concluding observations on Initial Report of Brazil’ UN Doc CRPD/C/BRA/CO/1 (29 September 2015) para 29. CRPD Committee, ‘Concluding Observations on the Initial Report by Korea’ (n 196) para 29; CRPD Committee, ‘Concluding Observations on the Initial Report of Croatia’ UN Doc CRPD/C/HRV/CO/1 (15 May 2015) para 23 ‘frequent use of involuntary treatment and restraint measures’ amounting to degrading treatment.
151 CRPD Committee, ‘Concluding Observations on the Initial Report by Peru’ UN Doc CRPD/C/PER/CO/1 (16 May 2012) para 30.
152 CRPD Committee, ‘Concluding Observations on the Initial Report by Germany’ para 33.
153 See X v Finland (2012) ECHR 1371.
154 CAT Ctee, ‘Report to the United Kingdom Government of the visit to the United Kingdom by the Committee for the Prevention of Torture’ (19 April 2017) para 108.
156 Alexandra Minna Stern ‘Sterilized in the Name of Public Health Race, Immigration, and Reproductive Control in Modern California’ (2005) 95 American Journal of Public Health 1128–38, 1129.
157 Paul Weindling, Health, Race and German Politics between National Unification and Nazism, 1870–1945 (CUP 1989).
158 United States v Karl Brandt and others, published in Trials of War Criminals before the Nuremberg Military Tribunals under Control Council Law No 10 (1950).
160 Paul Weindling, ‘International Eugenics: Swedish Sterilization in Context’ (1999) 24 Scandinavian Journal of History 179–97.
161 Mendez Report (n 11) para 69.
162 Report of the Special Rapporteur on Torture UN Doc A/HRC/7/3 (15 January 2008) para 38.
163 CAT Ctee, ‘Report on the 43rd and 44th session’ UN Doc A/65/44 49–50, referred to in I G v Slovakia App No 15966/04, judgment (12 June 2012) para 88.
164 App No 18968/07, ECtHR judgment (8 November 2011).
167 NB v Slovakia (2012) ECHR 991 para 78; IG v Slovakia (n 165) para 123.
168 IG v Slovakia (n 163).
169 Mendez Report 2013 (n 11) paras 45–50.
171 ibid paras 33, 48, and 88.
172 Robyn M Powell and Michael Ashley Stein, ‘Persons with Disabilities and their Sexual, Reproductive, and Parenting Rights’ (2016) 11 Frontiers of Law in China 53, 58.
173 Stern (n 158) 1128, 1129–30.
174 See eg IG v Slovakia (n 163) and other cases discussed in further detail below.
175 HRCtee, ‘Concluding Observations on Peru’ UN Doc CCPR CCO/70/ PER (15 November 2000) para 76.
176 Tamil Kendall and Claire Albert, ‘Experiences of Coercion to Sterilize and Forced Sterilization Among Women Living with HIV in Latin America’ 2015 18 Journal of the International AIDS Society 194.
179 CRPD Committee, ‘Concluding Observations on Tunisia’ UN Doc CRPD/C/TUN/CO/1 (13 May 2011) para 29.
180 CRPD Committee, ‘Concluding Observations on the Initial Report of Spain’ UN Doc CRPD/C/ESP/CO/1 (19 October 2011) paras 37–38.
181 CRPD Committee, ‘Concluding Observations on the Initial Report of Argentina’ UN Doc CRPD/C/ARG/CO/1 (8 October 2012) paras 31–32.
182 CRPD Committee, ‘Concluding Observations on the Initial Report of Australia’ paras 39 and 40.
183 CRPD Committee, ‘Concluding Observations on the Initial Report of Costa Rica’ UN Doc CRPD/C/CRI/CO/1 (12 May 2014) paras 37–38.
184 CRPD Committee, ‘Concluding Observations on the Initial Report of Korea’ paras 33–34, where Korea was urged to carry out investigations into recent and current cases.
185 CRPD Committee, ‘Concluding Observations on the Initial Report of Mexico’ UN Doc CRPD/C/MEX/CO/1 (27 October 2014) paras 37–38.
186 CRPD Committee, ‘Concluding Observations on the Initial Report of the Czech Republic’ UN Doc CRPD/C/CZE/CO/1 (15 May 2015) paras 36 and 37; CRPD Committee, ‘Concluding Observations on the Initial Report of Germany’ paras 37 and 38; CRPD Committee, ‘Concluding Observations on the Initial Report of Croatia’ paras 27–28; CRPD Committee, ‘Concluding Observations on the Initial Report of Mongolia’ UN Doc CRPD/C/MNG/CO/1 (13 May 2015) paras 28–29; Turkmenistan paras 31–32; CRPD Committee, ‘Concluding Observations on the Initial Report of Mauritius’ UN Doc CRPD/C/MUS/CO/1 (30 September 2015) paras 29–30; CRPD Committee, ‘Concluding Observations on the Initial Report of Ukraine’ UN Doc CRPD/C/UKR/CO/1 (2 October 2015) paras 34–35.
187 CRPD Committee, ‘Concluding Observations on the Initial Report of the Dominican Republic’ UN Doc CRPD/C/DOM/CO/1/ (8 May 2015) paras 34–35.
188 CRPD Committee, ‘Concluding Observations on the Initial Report of Brazil’ paras 34–35.
189 CRPD Committee, ‘Concluding Observations on the Initial Report of the EU’ UN Doc CRPD/C/EU/CO/1 (2 October 2015) paras 46–47.
190 Decision of the Constitutional Court of Colombia Case C-133/14 (11 March 2014). See Centre for Reproductive Rights, Press Release No 08 (18 March 2014).
193 Cases C-182 (13 April 2016) and T-303 (15 June 2016).
194 CRPD Committee, ‘Concluding Observations on Initial Report of Colombia’ UN Doc CRPD/C/COL/CO/1 (30 September 2016) para 46.
197 CRPD Committee, ‘Concluding Observations on Initial Report of Canada’ UN Doc CRPD/C/CAN/CO/1 (8 May 2017) para 35.
198 CRPD Committee, ‘Concluding Observations on Initial Report of Ethiopia’ UN Doc CRPD/C/ETH/CO/1 (4 November 2016) paras 38–39.
199 CRPD Committee, ‘Concluding Observations on Initial Report of Gabon’ UN Doc CRPD/C/GAB/CO/1 (2 October 2015) paras 40–41.
200 CRPD Committee, ‘Concluding Observations on Initial Report of Uganda’ paras 34–35.
201 CEDAW Ctee, ‘Concluding Observations on Kenya’ UN Doc CEDAW/C/KEN/CO/7 (5 April 2011).
202 CRPD Committee, ‘Concluding Observations on Initial Report of Kenya’ paras 33–34.
203 Phil Fennell, Treatment without Consent: Law Psychiatry and the Treatment of Mentally Disordered People Since 1845 (Routledge 1994) 81. The State of Alberta passed a five section Sexual Sterilization Act in 1928.
205 ibid s 5. Section 7 provided that the surgeon carrying out the operation could not be held criminally or civilly liable.
207 CAT Ctee, ‘Concluding Observations on Czech Republic’ UN Doc CAT/C/CZE/CO/4-5 (13 July 2012) para 20.
209 CRPD Committee, Concluding Observations on Initial Report of the Czech Republic’ UN Doc CRPD/C/CZE/CO/1 (15 May 2015) paras 29–30.
211 See also World Health Organization Resource Book on Mental Health Human Rights and Legislation (WHO Geneva 2005, now withdrawn) at 64 stating that: ‘ECT has been and continues to be used in many countries for certain mental disorders. If ECT is used, it should only be administered after obtaining informed consent, and it should only be administered in modified form, ie with the use of anaesthesia and muscle relaxants. The practice of using unmodified ECT should be stopped.’
212 Nowak Report (n 11) para 61.
213 CRPD Committee, ‘Concluding Observations on the Initial Report of Sweden’ paras 37–39.
214 CRPD Committee, ‘Concluding Observations on the Initial Report of the United Kingdom’ UN Doc CRPD/C/GBR/CO/1 (29 August 2017) paras 36–37.
215 Report of the Special Rapporteur on Torture and other Cruel, Inhuman or Degrading Treatment or Punishment, Juan E Mendez, to the Human Rights Council UN Doc A/HRC/22/53 (1 February 2013) para 63; Nowak Report (n 11) paras 55–56.
216 Report of Special Rapporteur Torture Juan Mendez on Solitary Confinement UN Doc A/66/268 (5 August 2011) paras 67–68, 78.
218 CRPD Committee, ‘Concluding observations on the Initial Report of Germany’ paras 33 and 34.
219 CRPD Committee, Concluding Observations on the Initial report of Slovakia’ paras 43–44; CRPD Committee, ‘Concluding Observations on the initial Report of the Czech Republic’ paras 31–33; CRPD Committee, ‘Concluding Observations on the Initial Report of Australia’ paras 33 and 34.
223 Concluding Observations on Czech Republic para 21.
225 Mental Disability Advocacy Centre Report (n 223) 5.
226 Concluding observations on Czech Republic paras 31–33.
227 Report of CRPD Committee on its ninth-twelfth sessions UN Doc A/70/55 (2015) para 40.
228 Concluding Observations on Australia para 32.
229 Concluding Observations on Sweden paras 37–39.
230 Concluding Observations on Denmark paras 36–38.
231 Concluding Observations on Korea para 30.
232 Concluding Observations on Iran.
233 Concluding Observations on Serbia para 37.
234 Mendez Report (n 11) paras 40–2.
235 CRPD Committee, ‘Concluding Observations on the Initial Report of China’ UN Doc CRPD/C/CHN/CO/1 (5 October 2012) paras 27 and 28.
236 CAT Ctee, ‘Concluding Observations on China’ UN Doc CAT/C/CHN/CO/5 (3 February 2016) para 54.
239 McGlinchey v United Kingdom (2003) 37 EHRR 41 para 53.
240 Keenan v United Kingdom (n 113).
242 Nevmerzhitsky v Ukraine (n 112) para 80.
243 Mendez Report (n 11) para 54.
245 Report of the Special Rapporteur on Torture and CIDT UN Doc A/HRC/31/57/Add 1 (24 February 2016) para 615.
246 HRCttee, General Comment 21 on Article 10 ICCPR (10 April 1992) para 4.
247 Nevmerzhitsky v Ukraine (n 112) para 80.
248 Price v United Kingdom (n 120) para 30.
249 Communication No 8/2012, X v Argentina Report of the CRPD Committee UN Doc CRPD/C/11/10/8/2012 (18 June 2014) paras 8.5–8.7.
250 Noble v Australia (n 82).